Relationship Manager - Series 7 required

Our client, a growing independent broker dealer, is seeking a Relationship Manager to join their team. This individual will serve as a key point of contact for clients by providing high-touch service, supporting investment-related requests, and assisting with day-to-day account administration. The ideal candidate will have experience working within a wealth management or broker dealer environment and possess strong client relationship management skills.This role is ideal for someone who enjoys balancing client interaction, investment support, and operational responsibilities in a collaborative and fast-paced environment.ResponsibilitiesServe as a primary point of contact for high-net-worth and mass affluent clientsBuild and maintain strong client relationships through proactive communication and ongoing serviceAssist clients with account opening, onboarding, maintenance, transfers, and documentation processingExecute trade orders and support advisors with investment-related client requestsRespond to client inquiries regarding accounts, balances, transactions, and investment activityCoordinate and prepare paperwork for new accounts, money movements, beneficiary updates, and account changesSupport financial advisors with meeting preparation, follow-up items, and client servicing needsEnsure all client interactions and account activity are handled in compliance with FINRA and firm policiesMaintain accurate client records and notes within CRM and custodial systemsAssist with general Client Service Associate (CSA) responsibilities and operational supportWork closely with internal operations, compliance, and custodial partners to resolve client issues efficientlyDeliver a high level of professionalism, responsiveness, and white-glove client serviceQualificationsActive FINRA Series 7 license requiredBilingual in English and Spanish required3+ years of experience within a broker dealer, wealth management, private banking, or financial advisory environmentExperience executing trades and supporting investment-related client conversationsStrong knowledge of account opening, account maintenance, and brokerage operationsPrevious experience in a Relationship Manager, Registered Client Associate, Client Service Associate, or similar role preferred

Created: 2026-05-17