Compliance Trade Advisory - Senior

Senior Compliance Officer - Trading Advisory** New York, NY (** 4 days in-office / 1 day remote)** $250K-$300K base + performance bonus (Total ** $475K-$600K)Firm ** $30B+We are working with a rapidly growing, multi-strategy hedge fund currently managing over $30B in AUM. The firm is seeking a Senior Compliance Officer to join their dynamic compliance team in New York. This is a high-visibility leadership role reporting directly to the Global CCO and involves regular interaction with senior portfolio managers, traders, and key investment professionals.This role will be central to trading compliance across the firm's global operations, offering real-time guidance on investment activities, wall crossings, and pre-transaction reviews.***8+ years of experience in a hedge fund or asset manager compliance role, with a strong focus on trading advisory.Proven leadership or mentorship experience; comfort managing junior staff.Deep understanding of SEC, CFTC, and NFA regulations; global exposure a plus.Familiarity with wall crossing protocols, restricted list maintenance, and MNPI controls.Strong interpersonal skills and the ability to influence and engage with investment professionals in real time.Bachelor's degree required; JD or relevant certifications (e.g., Series 7, 24, 63, CFA) a plus

Created: 2025-05-04