Vice President - Trade Surveillance (Model Management)

Vice President - Trade Surveillance (Model Management)   At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Vice President - Trade Surveillance (Model Management) to join our Compliance team. This role is located in Lake Mary, FL  In this role, you’ll make an impact in the following ways:  Execute the firm’s approach to Trade Surveillance model validation harnessing the latest available technology solutions  Review transaction alert parameters to detect and identify potential market abusive activities or behavior. Review and evidence alert parameter review and model performance testing clearly and factually. Identify and lead surveillance model validation change programes, coordinating globally where required. Work with External Vendors, Business Compliance and 1LOD business control where relevant partner functions to ensure the proper reporting of surveillance model validation issues internally on a timely basis. Escalate findings in a controlled and organized fashion  To be successful in this role, we’re seeking the following:  Preferred experience: extensive industry experience with time working in Trade Surveillance. Strong knowledge of the financial services regulatory environment is essential. Excellent spoken and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures. Advanced MS Office skills. Strong data science and analytical skills, including proficiency in Python or R, with the ability to identify, collate and distil relevant information and present findings effectively to senior stakeholders. Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy. Good interpersonal and communication, and negotiation skills. Ability to work effectively in a fast-paced environment, with the ability to prioritize and balance competing, time sensitive demands. Bachelor’s Degree required (or equivalent) At BNY, our culture speaks for itself, check out the latest BNY news at: BNY Newsroom BNY LinkedIn     Here’s a few of our recent awards:  America’s Most Innovative Companies, Fortune, 2025 World’s Most Admired Companies, Fortune 2025 “Most Just Companies”, Just Capital and CNBC, 2025 Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.    BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.        

Created: 2025-11-06