Investment Management Specialist

Job Description:Business OverviewMerrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Lynch Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. The Investment Management Specialist is responsible for supporting the Financial Advisor(s) and/or Advisor Team(s) overall investment management philosophy through executing on portfolio analysis and sharing expertise in a wide range of investment product areas. Ensure risk profiles, goals, objectives and asset allocations are aligned and reflected properly for each client. Deliver full range of investment products and services across the enterprise ensuring alignment to client goals and strategies while leveraging specialists and applicable investment management tools where appropriate. Partner with internal specialists to deliver holistic investment solutions by identifying targeted investment strategies. Assist in the preparation of client performance review reports to measure progress to goals.Role ResponsibilitiesAnalyze and understand Merrill and third party researchMonitor and respond to market and non-financial current eventsEffectively navigate proprietary planning and investment management toolsDeliver investment management, including but not limited to investment proposal, CRC, etc.Monitor and analyze book pricing internally for FA teamConvey pricing to ensure client''s understanding of the value of advice and accompanying solutionsDeep understanding of the CIO philosophy & ongoing monitoring of strategy changes based on current market environmentMonitor and manage client portfolios to align with client goals, objectives, risk tolerance and time horizonsResearch portfolio recommendations for Investment Committee reviewPrepare materials and coordinate weekly Investment Committee meetingsProactively review and manage team proprietary models to align with the Investment Committee decisionsManage ML One variances/enrollments/updates/withdrawals/terminationsServe as Primary/Lead Team Member for processing PIA trades in PortfolioProcessing of all trades (discretionary or non-discretionary)Create analytical reports for FAs to review client investment portfolio performances against market returnsPropose client recommendations/changes based on client goals, risk tolerance, time horizon and objectivesQualificationsSeries 7, 63/65 or 66 or equivalent; must obtain all state registrations in support of Financial Advisor(s) and Advisor Team(s) If Series 7, 63/65 or 66 or equivalent are not currently held, must be obtained within a specified timeframe to be eligible for Specialist position.SAFE ACT RegistrationIndividuals in this role are required to maintain a Form ADV -2B, which provides clients details on individuals experience and educational background, along with other requirements governed by the U.S. Securities and Exchange Commission ("SEC")Obtain and/or maintain at least one firm approved designationPossess and demonstrate strong communication skillsThorough knowledge and understanding of the suite of Wealth Management products and servicesStrong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth and mitigate riskAbility to make sound decisions by having a deep understanding of investment management best practices and policies/proceduresAbility to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled wayUnderstanding of how to deliver a strong overall client experienceThorough knowledge and understanding of the suite of Wealth Management products and servicesAbility to identify opportunities for business growth, develop strategic initiatives and drive to achieve desired results / track successStrong partnership and relationship management skills with ability to analyze and prioritize leads / referrals that maximize team business development strategyAbility to make sound decisions by having a deep understanding of acquisition best practices and policies/proceduresAbility to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled wayProven ability to manage risk and make sound decisionsPlease be advised that under current company policy, Merrill Lynch does not sponsor a visa petition or other work authorization, nor will the company provide relocation assistance, for this position.Job Band:H5Shift: 1st shift (United States of America)Hours Per Week:40Weekly Schedule:Referral Bonus Amount:0 --> Job Description:Business OverviewMerrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Lynch Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. The Investment Management Specialist is responsible for supporting the Financial Advisor(s) and/or Advisor Team(s) overall investment management philosophy through executing on portfolio analysis and sharing expertise in a wide range of investment product areas. Ensure risk profiles, goals, objectives and asset allocations are aligned and reflected properly for each client. Deliver full range of investment products and services across the enterprise ensuring alignment to client goals and strategies while leveraging specialists and applicable investment management tools where appropriate. Partner with internal specialists to deliver holistic investment solutions by identifying targeted investment strategies. Assist in the preparation of client performance review reports to measure progress to goals.Role ResponsibilitiesAnalyze and understand Merrill and third party researchMonitor and respond to market and non-financial current eventsEffectively navigate proprietary planning and investment management toolsDeliver investment management, including but not limited to investment proposal, CRC, etc.Monitor and analyze book pricing internally for FA teamConvey pricing to ensure client''s understanding of the value of advice and accompanying solutionsDeep understanding of the CIO philosophy & ongoing monitoring of strategy changes based on current market environmentMonitor and manage client portfolios to align with client goals, objectives, risk tolerance and time horizonsResearch portfolio recommendations for Investment Committee reviewPrepare materials and coordinate weekly Investment Committee meetingsProactively review and manage team proprietary models to align with the Investment Committee decisionsManage ML One variances/enrollments/updates/withdrawals/terminationsServe as Primary/Lead Team Member for processing PIA trades in PortfolioProcessing of all trades (discretionary or non-discretionary)Create analytical reports for FAs to review client investment portfolio performances against market returnsPropose client recommendations/changes based on client goals, risk tolerance, time horizon and objectivesQualificationsSeries 7, 63/65 or 66 or equivalent; must obtain all state registrations in support of Financial Advisor(s) and Advisor Team(s) If Series 7, 63/65 or 66 or equivalent are not currently held, must be obtained within a specified timeframe to be eligible for Specialist position.SAFE ACT RegistrationIndividuals in this role are required to maintain a Form ADV -2B, which provides clients details on individuals experience and educational background, along with other requirements governed by the U.S. Securities and Exchange Commission ("SEC")Obtain and/or maintain at least one firm approved designationPossess and demonstrate strong communication skillsThorough knowledge and understanding of the suite of Wealth Management products and servicesStrong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth and mitigate riskAbility to make sound decisions by having a deep understanding of investment management best practices and policies/proceduresAbility to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled wayUnderstanding of how to deliver a strong overall client experienceThorough knowledge and understanding of the suite of Wealth Management products and servicesAbility to identify opportunities for business growth, develop strategic initiatives and drive to achieve desired results / track successStrong partnership and relationship management skills with ability to analyze and prioritize leads / referrals that maximize team business development strategyAbility to make sound decisions by having a deep understanding of acquisition best practices and policies/proceduresAbility to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled wayProven ability to manage risk and make sound decisionsPlease be advised that under current company policy, Merrill Lynch does not sponsor a visa petition or other work authorization, nor will the company provide relocation assistance, for this position.Job Band:H5Shift: 1st shift (United States of America)Hours Per Week:40Weekly Schedule:Referral Bonus Amount:0 Job Description:Business OverviewMerrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Lynch Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. The Investment Management Specialist is responsible for supporting the Financial Advisor(s) and/or Advisor Team(s) overall investment management philosophy through executing on portfolio analysis and sharing expertise in a wide range of investment product areas. Ensure risk profiles, goals, objectives and asset allocations are aligned and reflected properly for each client. Deliver full range of investment products and services across the enterprise ensuring alignment to client goals and strategies while leveraging specialists and applicable investment management tools where appropriate. Partner with internal specialists to deliver holistic investment solutions by identifying targeted investment strategies. Assist in the preparation of client performance review reports to measure progress to goals.Role ResponsibilitiesAnalyze and understand Merrill and third party researchMonitor and respond to market and non-financial current eventsEffectively navigate proprietary planning and investment management toolsDeliver investment management, including but not limited to investment proposal, CRC, etc.Monitor and analyze book pricing internally for FA teamConvey pricing to ensure client''s understanding of the value of advice and accompanying solutionsDeep understanding of the CIO philosophy & ongoing monitoring of strategy changes based on current market environmentMonitor and manage client portfolios to align with client goals, objectives, risk tolerance and time horizonsResearch portfolio recommendations for Investment Committee reviewPrepare materials and coordinate weekly Investment Committee meetingsProactively review and manage team proprietary models to align with the Investment Committee decisionsManage ML One variances/enrollments/updates/withdrawals/terminationsServe as Primary/Lead Team Member for processing PIA trades in PortfolioProcessing of all trades (discretionary or non-discretionary)Create analytical reports for FAs to review client investment portfolio performances against market returnsPropose client recommendations/changes based on client goals, risk tolerance, time horizon and objectivesQualificationsSeries 7, 63/65 or 66 or equivalent; must obtain all state registrations in support of Financial Advisor(s) and Advisor Team(s) If Series 7, 63/65 or 66 or equivalent are not currently held, must be obtained within a specified timeframe to be eligible for Specialist position.SAFE ACT RegistrationIndividuals in this role are required to maintain a Form ADV -2B, which provides clients details on individuals experience and educational background, along with other requirements governed by the U.S. Securities and Exchange Commission ("SEC")Obtain and/or maintain at least one firm approved designationPossess and demonstrate strong communication skillsThorough knowledge and understanding of the suite of Wealth Management products and servicesStrong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth and mitigate riskAbility to make sound decisions by having a deep understanding of investment management best practices and policies/proceduresAbility to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled wayUnderstanding of how to deliver a strong overall client experienceThorough knowledge and understanding of the suite of Wealth Management products and servicesAbility to identify opportunities for business growth, develop strategic initiatives and drive to achieve desired results / track successStrong partnership and relationship management skills with ability to analyze and prioritize leads / referrals that maximize team business development strategyAbility to make sound decisions by having a deep understanding of acquisition best practices and policies/proceduresAbility to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled wayProven ability to manage risk and make sound decisionsPlease be advised that under current company policy, Merrill Lynch does not sponsor a visa petition or other work authorization, nor will the company provide relocation assistance, for this position.Shift:1st shift (United States of America)Hours Per Week: 40

Created: 2021-11-29