Sr Manager Internal Audit - Capital Markets

RESPONSIBILITIES:Kforce''s client, a global financial services firm in NYC is seeking a Senior Manager Internal Audit focused on Capital markets.The Auditor''s responsibilities include but are not limited to: Plan, execute, and report on audits of sales, trading, underwriting, and mergers and acquisitions Identify and assess areas of critical and high risks and evaluate the soundness of their controls as part of audits, continuous monitoring, and closure verification work Drive discussions with senior business stakeholders to understand risk drivers, control state, and impact in order to formulate a point of view of the control environment Define audit scope, design control testing steps to evaluate the adequacy of the control designs and operating effectiveness as well as provide guidance to junior staff in performing testing and closure verification of Issues and action plan Prepare formal audit conclusion such as audit reports and management action plan Proactively monitor and address key metrics associated with audit plans, resources and issues and actions Assist in the messaging of risks and controls in the quarterly pack to senior management Manage and mentor junior staffThis is an excellent opportunity for advancement & ability to move into other areas along with a competitive compensation package & fantastic benefits!

Created: 2021-11-29