Senior Auditor
DTCC - Jersey City, NJ
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Are you ready to explore a world of possibilities? Join our DTCC family, and you''ll grow your expertise and become the best version of you. As you embark on a new journey, you''ll seek challenges with flexibility and patience, learning new skills and advancing your career while having the time of your life. About this Opportunity The Senior Auditor position is predominantly focused on leading integrated audit projects covering Repository and Derivatives Services by supporting all phases of the audit lifecycle under the guidance of a Team Leader and by managing and directing the daily activities of individuals assigned to work on those audit projects. What You''ll Do Leads audits with limited supervision from Audit Managers and Team Leads to completion within defined time periods and budgets. During audit engagements, responsible for leading a team of auditors and providing guidance, delegation, and feedback. Independently identifies key business process and IT controls and assesses their design and operating effectiveness. Coordinates and manages interactions with cross-geographical teams. Systematically tests and evaluates controls to verify efficiency and effectiveness of operations, reliability of information, and compliance with applicable regulations Differentiates and articulates issues based on the severity of the risk to the organization or area. Communicates findings and recommendations to management. Prepares well written audit report drafts. Validates the remediation of issues and their corresponding corrective actions. Identifies internal control standard methodologies and promotes their adoption across the enterprise. Establishes working relationships with stakeholders in the businesses or functions covered. Contributes to the development and execution of a continuous monitoring program for the businesses or functions covered. Assists the Team Leader with annual risk assessment and audit planning. Mitigates risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior. **NOTE: Responsibilities of this role are not limited to the details above. ** Sound Like You? Minimum of 7 years of related experience Bachelor''s degree preferred with Masters or equivalent experience Additional Qualifications Beneficial, but not required, are professional security, audit, or control-related certifications, such as CPA, CISA, CISSP, CIA, or CFE. Previous internal or external experience with auditing financial services organizations is preferred. Experience identifying, assessing and advising on risks for large-scale projects, application controls, IT general computing controls (e.g., Information Security, SDLC, Change and Release Management, Application Security, Data Management, Database Security, Logical Access, and Job Monitoring, etc.) and business process controls (e.g., Enterprise Risk Management, including but not limited to Operations, Compliance, Legal, etc.) is highly desired. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation. About DTCC DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry''s needs and we''re working to continually improve the world''s most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle. DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you''ll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It''s the chance to make a difference at a company that''s truly one of a kind. The Internal Audit Department''s (IAD) mission is to deliver independent assessments of the organization''s overall control environment and to promote proactive risk identification and mitigation.
Created: 2021-11-29