Director, Compliance Testing

Direct message the job poster from LendingClubSr Recruiter @ LendingClub | Master of Business AdministrationCurrent Employees of LendingClub: Please apply via your internal Workday AccountLendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We are the leading digital marketplace bank in the U.S., having helped our nearly 5 million members secure over $90 billion in loans to refinance high-cost debt and achieve their financial goals. Members today have mobile-first access to a growing range of products and services designed to work seamlessly together to deliver value in new ways. Everyone deserves a better financial future, and our team is committed to making that a reality. Join the Club!About The RoleLendingClub’s Compliance Department is seeking a talented and experienced individual for the position of Director, Compliance Testing (2nd Line of Defense). This position is responsible to lead and maintain the Compliance Testing Program to independently review and validate the company’s compliance with applicable federal and state laws, regulations and adherence to internal policies and procedures.What You'll DoDevelop an annual Compliance Test Plan that encompasses multiple inputs, such as the Compliance Risk Assessment results and risk inputs from key first and second line business partnersLead the Testing Team to execute the Compliance Test Plan and to conduct other targeted reviews (as needed)Oversee all testing processes and procedures across all phases of the Compliance Testing reviewEnsure compliance issues identified through compliance testing are recorded, tracked, and reported to ensure their appropriate and timely resolutionPrepare, deliver, and effectively communicate analysis and reporting regarding testing to oversight committees and senior leadershipLiaise with examiners and auditors on reviews of the company’s efforts, including testing, to comply with regulatory requirements related to lending operationsCollaborate with Compliance advisory teams in developing ongoing compliance risk monitoringParticipate in Enterprise Risk and other risk governance forums to provide insight on the control environment and the identification of risksPartner with the Compliance Program Office to ensure the results of testing, including any issues identified, are incorporated into the company’s risk governance and reporting processesMove across functional lines within the Compliance Department to assist team members with other compliance governance-related responsibilities, such as third-party compliance oversight, issues management and risk assessmentsAbout You10+ years of banking or financial services experience, primarily in compliance, risk management and/or audit functionsBachelor’s degree or higher in a related field; or equivalent work experience5+ years of direct experience performing compliance testing or auditStrong working knowledge of consumer protection laws and regulations and associated risks, and the internal controls needed to mitigate those risks. Knowledge of Financial Crimes Compliance regulationsExperience managing or supervising othersStrong written and verbal communication skillsDemonstrated ability to influence decisions and drive changeSelf-starter with ability to think independently, take ownership, and drive initiatives to resolutionSolid analytical, problem solving, and critical thinking skillsAbility to handle multiple priorities and rapid changesPreferred QualificationsProfessional certifications(s) such as Certified Regulatory Compliance Manager (CRCM) or Certified Internal Auditor (CIA)Work LocationSan Francisco or LehiThe above locations are eligible offices for this role. The locations have been determined to foster in-person collaboration with this role’s team or the related business lines. We utilize a hybrid work model, and our teams are in-office Tuesdays, Wednesdays, and Thursdays. In-person attendance is essential for this role’s success, and remote placement will not be considered. LendingClub offers relocation, based on actual job level.Time Zone RequirementsLocal hours (PT, MT)While the position will primarily work local hours, LendingClub is headquartered in Pacific Time and our ideal candidate will be flexible working across time zones when necessary.Travel RequirementsAs needed travel to LendingClub offices and/or other locations, as pensationThe target base salary range for this position is 150,000-225,000. The base salary of the role will be determined by job-related knowledge, experience, education, skills, and location. Base salary is just one part of LendingClub’s Total Rewards package. You may also be eligible for long-term awards (equity) and an annual bonus (which is based on company performance, employee performance and eligible earnings).We’re creating new financial services solutions for our members based on fairness, simplicity, and heart, and we treat our employees the same way. We offer a competitive benefits package that includes medical, dental and vision plans for employees and their families, 401(k) match, health and wellness programs, flexible time off policies for salaried employees, up to 16 weeks paid parental leave and more.LendingClub is an equal opportunity employer and dedicated to diversity, equity, and inclusion in the workplace. We do not discriminate on the basis of race, religion, color, national origin, sex (including pregnancy, childbirth, reproductive health decisions, or related medical conditions), gender, gender identity, gender expression, sexual orientation, age, marital status, veteran status, disability status, political views or activity, or other applicable legally protected characteristics. We believe that a variety of perspectives will make our teams and business stronger as we work together to transform the traditional banking system.We are committed to providing reasonable accommodations for qualified individuals with disabilities in our job application process. If you need assistance or an accommodation due to a disability, please contact us at levelSeniority levelDirectorEmployment typeEmployment typeFull-timeJob functionJob functionLegalReferrals increase your chances of interviewing at LendingClub by 2xGet notified about new Director of Compliance jobs in San Francisco, CA.San Francisco, CA $200,855.00-$224,485.00 2 weeks agoFoster City, CA $180,000.00-$220,000.00 1 month agoDirector of Regulatory Operations-620607Redwood City, CA $100.00-$150.00 1 week agoHead Of GSO Vendor Compliance Strategy & GovernanceSan Francisco, CA $149,000.00-$207,000.00 4 days agoAssociate General Counsel, Senior Director of Regulatory Compliance & PrivacyCorte Madera, CA $125,000.00-$185,000.00 6 days agoFoster City, CA $210,000.00-$225,000.00 2 weeks agoRegional Director Lab Compliance & Risk ManagementSenior Manager/Associate Director Supplier Quality and ComplianceSan Mateo, CA $265,000.00-$295,000.00 3 weeks agoDirector, Business Process Improvement (Loan Operations)San Francisco, CA $150,000.00-$175,000.00 3 weeks agoOakland, CA $180,000.00-$220,000.00 1 week agoHead of Regulatory - Compliance, Risk ManagementSan Francisco, CA $160,000.00-$220,000.00 2 weeks agoDirector- Regulatory Compliance (Private Funds)San Rafael, CA $133,440.00-$166,799.00 17 hours agoAssociate Director/Director GMP, Quality AssuranceSouth San Francisco, CA $170,000.00-$240,000.00 2 days agoSouth San Francisco, CA $80.00-$93.00 3 weeks agoDirector/ Senior Director Quality Intelligence and SystemsSouth San Francisco, CA $236,000.00-$295,000.00 14 hours agoSan Francisco, CA $170,000.00-$220,000.00 2 weeks agoDirector, Competition, Regulatory, and Antitrust LegalSan Mateo, CA $271,300.00-$406,900.00 2 weeks agoSenior Director, Regulatory Advertising and PromotionSan Ramon, CA $140,000.00-$160,000.00 12 hours agoSan Ramon, CA $140,000.00-$160,000.00 1 day agoSan Francisco, CA $144,066.00-$190,000.00 1 month agoSan Francisco, CA $145,000.00-$155,000.00 2 weeks agoDirector - Clinical Srvcs, Cont. Quality Improvement - 90San Francisco, CA $145,000.00-$155,000.00 2 weeks agoFremont, CA $190,000.00-$220,000.00 1 month agoWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr

Created: 2025-09-17