Head of Fixed Income Compliance - Larson Maddox

Head of Fixed Income Compliance - Larson MaddoxJoin to apply for the Head of Fixed Income Compliance - Larson Maddox role at Jobs via eFinancialCareersHead of Fixed Income Compliance - Larson Maddox2 days ago Be among the first 25 applicantsJoin to apply for the Head of Fixed Income Compliance - Larson Maddox role at Jobs via eFinancialCareersHead of Fixed Income ComplianceOur client, an international Capital Markets group, is looking to hire an experienced Compliance professional at either senior Executive Director or junior Managing Director level who will provide leadership and direction to a specialist Compliance Advisory team whose mandate is the provision of Fixed Income Compliance advice and guidance to senior leaders and key members of the firms growing public side Capital Markets business. The firm are one of the worlds leading public side Capital Markets groups whose global presence continues to go from strength to strength as they work on some of the highest profile transactions. The Fixed Income business, among others, has been identified as a key growth area of the firm as such this role is the first of several new hires to be signed off in fast growing specialist group.Head of Fixed Income ComplianceOur client, an international Capital Markets group, is looking to hire an experienced Compliance professional at either senior Executive Director or junior Managing Director level who will provide leadership and direction to a specialist Compliance Advisory team whose mandate is the provision of Fixed Income Compliance advice and guidance to senior leaders and key members of the firms growing public side Capital Markets business. The firm are one of the worlds leading public side Capital Markets groups whose global presence continues to go from strength to strength as they work on some of the highest profile transactions. The Fixed Income business, among others, has been identified as a key growth area of the firm as such this role is the first of several new hires to be signed off in fast growing specialist group.You will report directly into the Chief Compliance OfficerThe Head of Fixed Income Compliance will be responsible for…Leading the group responsible for the provision of specialist product and business Compliance Advice to key stakeholders and senior leaders in the Fixed Income business focusing among others, on Controls as well as Policy & Procedures.Engagement with Regulators for regulatory approvalsWorking closely with Fixed Income and other key business leaders to implement regulatory initiativesOversee the development of Controls for the Fixed Income Business.The Head of Fixed Income Compliance should have the following qualifications…15+ years of relevant Compliance Advisory experience within a larger institutional Fixed Income business with significant experience of managing a Fixed Income Compliance teamExperience of working with Regulators including FINRA and SECExcellent, broad Fixed Income product knowledge is essential with the firms product offering including but not limited to Rates, Swaps, Treasury, Corporate Bonds, Munis, FX and moreSecurities Industry registration - not essential but a nice to have series 7 and 24Exceptional analytical, technical and communication skillsSeniority levelSeniority levelExecutiveEmployment typeEmployment typeFull-timeJob functionJob functionFinance and SalesReferrals increase your chances of interviewing at Jobs via eFinancialCareers by 2xGet notified about new Head of Fixed Income jobs in Manhattan, NY.Head of Global Real Assets Investment SolutionsNew York, NY $250,000.00-$275,000.00 7 months agoSenior Vice President - Head of Finance (Alternative Investments)New York City Metropolitan Area $350,000.00-$425,000.00 3 weeks agoHead of Cross Asset CTR Trading & NAM Head of Cross-Asset XVA (Hybrid)New York, NY $250,000.00-$500,000.00 2 weeks agoNew York City Metropolitan Area $200,000.00-$315,000.00 1 week agoNew York, NY $250,000.00-$300,000.00 3 days agoHead of Thought Leadership MetLife Investment ManagementNew York City Metropolitan Area 3 days agoManaging Director, Head of Liquidity, Trading & Investment ModelingHead of Structured Finance Investors Relations (NY)Head of Regulatory Reporting & Compliance , Fixed Income Trade Processing Technology – SVP – New York (Hybrid)New York, NY $176,720.00-$265,080.00 1 week agoNew York, NY $250,000.00-$350,000.00 3 weeks agoNew York, NY $125,000.00-$145,000.00 1 week agoAmericas Head of Client Solutions & Partnerships, Institutional Cash Management - DirectorNew York, NY $190,000.00-$299,500.00 2 days agoHead of Risk – Electronic & Algorithmic TradingNew York City Metropolitan Area 1 week agoSVP, Fixed Income Compliance Advisory - E-TradingSVP, Fixed Income Compliance Advisory - CreditDirector or Managing Director, Tactical & Accrual TradingNew York, NY $275,000.00-$350,000.00 2 weeks agoDirector, Head of FX Local Market Americas TradingNew York, NY $215,000.00-$300,000.00 3 months agoDirector, Head of Investment Innovation and Integration - Liberty Mutual InvestmentsNew York, NY $180,000.00-$350,000.00 6 days agoNew York, NY $130,000.00-$170,000.00 1 year agoDirector – Fixed Income Compliance OfficerNew York City Metropolitan Area $163,000.00-$250,000.00 3 weeks agoInvestment Management Public Side AttorneyNew York, NY $110,000.00-$200,000.00 2 weeks agoTreasury Middle Office Department-System and Technology AVPNew York, NY $65,000.00-$150,000.00 1 week agoNAM & Latin America Head of E-Trading Risk & Controls (Director)New York, NY $170,000.00-$300,000.00 1 week agoNew York, NY $100,000.00-$150,000.00 7 months agoNew York, NY $90,000.00-$110,000.00 1 week agoManhattan, NY $160,000.00-$175,000.00 6 days agoNew York, NY $170,000.00-$175,000.00 2 weeks agoWe’re unlocking community knowledge in a new way. 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Created: 2025-09-17