Investment Compliance Analyst - 27193

Get AI-powered advice on this job and more exclusive vestment Compliance Analyst - Investment Management - Boston, MAWe are seeking candidates for an Investment Compliance Analyst position with a highly successful investment management firm located in Boston, MA. This position will be part of the Portfolio Guideline Monitoring and Portfolio Integrity Team within Portfolio Services. This position will be responsible for providing the firm's investment teams with data, controls, and support to ensure their investment intent is accurately reflected with client regulatory and operational requirements. The ideal candidate will have 1-3 years of compliance experience within investment management and experience with equity, fixed income, derivatives, etc.This is a 5+ month contract that will pay $30-40/hr (depending on experience) within a 40-hour work week. This position is required to be onsite 4 days/week in the Boston office.Responsibilities:Provide support to investment teams, ensuring all transactions and holdings comply with client guidelines and regulatory standards.Participate in a team responsible for: i) reviewing Investment Management Agreements, assessing client guidelines, and managing the guideline monitoring system, Sentinel; ii) offering real-time, pre-trade support to investors; and iii) resolving post-trade exceptions flagged by Sentinel.Collaborate with fellow Guideline Monitoring Analysts and cross-functional teams, including Global Relationship Teams, Product Management, and Portfolio Management, to build a comprehensive understanding of investment strategies in alignment with client guidelines and regulatory requirements.Qualifications:Bachelor's degree in Finance, Economics, or related field is required1-3 years of compliance or investment monitoring experienceExperience within investment management REQUIREDDemonstrate a strong working knowledge of all investment types, including equity, fixed income products, and derivate instrumentsPrior experience with regulatory requirements for 40 Acts and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring systems, specifically Sentinel, would be preferredProficiency in Microsoft Office SuiteStrong organizational, meet and exceed deadlines, and attention to detailExcellent communication skillsIf you are interested in learning more about this opportunity, please email your resume to Olivia at levelSeniority levelEntry levelEmployment typeEmployment typeContractJob functionJob functionLegalIndustriesStaffing and RecruitingReferrals increase your chances of interviewing at Daley And Associates, LLC by 2xGet notified about new Compliance Analyst jobs in Boston, MA.Boston, MA $140,000.00-$170,000.00 4 weeks agoBoston, MA $115,765.00-$154,353.00 1 month agoJunior Compliance Manager (relocate to Europe)Boston, MA $80,457.00-$194,964.00 20 hours agoBoston, MA $104,000.00-$156,000.00 2 weeks agoSenior Compliance Officer - Investment AdvisorBoston, MA $130,000.00-$160,000.00 1 month agoRegional Compliance Specialist (Boston HQ)Waltham, MA $129,000.00-$162,000.00 1 day agoDirector of Compliance/ Compliance OfficerVP, Compliance Officer - Asset ManagementBoston, MA $80,457.00-$194,964.00 20 hours agoBoston, MA $114,400.00-$153,300.00 2 days agoBoston, MA $154,000.00-$240,000.00 3 weeks agoSenior Compliance Officer – Marketing ReviewBoston, MA $140,000.00-$175,000.00 2 days agoMarlborough, MA $69,200.00-$86,500.00 1 week agoContract Management & Compliance SpecialistWestwood, MA $84,000.00-$120,000.00 1 month agoMassHealth Regulatory Compliance & Audits SpecialistFellow, Global Compliance InvestigationsMarlborough, MA $127,900.00-$243,000.00 1 week agoSenior Compliance Officer (Marketing Material Review)Boston, MA $140,000.00-$175,000.00 3 hours agoSenior Lease Compliance & Analysis AnalystBusiness Immigration Analyst (Paralegal)Boston, MA $102,400.00-$204,100.00 2 weeks agoWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr

Created: 2025-09-17