Principal/ Sr. Consultant - Risk & Compliance - Trade ...

Principal/ Sr. Consultant - Risk & Compliance - Trade SurveillancePrincipal/ Sr. Consultant - Risk & Compliance - Trade SurveillanceGet AI-powered advice on this job and more exclusive features.This range is provided by Infosys Consulting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay range$93,500.00/yr - $154,500.00/yrDirect message the job poster from Infosys ConsultingSr Lead - Talent Acquisition and PERM recruitment at Infosys Technologies LimitedThe Role – What You’ll DoWe are hiring at all levels including Consultant/ Senior Consultant/ Principal - Compliance & Risk. You will be part of a cross-cultural global team working on a variety of business consulting engagements such as Risk & Finance digital transformation, regulatory change management.You will take up a range of roles in the areas of process consulting, experience design, business analysis, applied AI, tech strategy, program and change management. You will analyze problems and come up with solutions, often creative and out-of-the-box, apply business consulting frameworks and methodologies to address business problems, collaborate with client stakeholders and be responsible for the delivery of business results to clients.You will also lead / contribute to sales pursuits, consulting offerings and internal initiatives, and participate in a variety of Firm building events.Key Responsibilities• Collaborate with compliance, risk, and tech teams to shape and execute trade surveillance strategies.• Define and document business requirements, user stories, and functional specs to support system development and upgrades.• Analyze trade and order data (SQL required) to validate inputs, map attributes, and support data reconciliation.• Conduct gap assessments to identify control weaknesses and propose targeted solutions.• Support end-to-end delivery - requirements, design, testing, implementation, and post-deployment support.• Lead and coordinate UAT activities, issue resolution, and user training sessions.• Stay ahead of market abuse regulations (e.g., MAR, MiFID II, Dodd-Frank) and drive compliance through platform enhancements.• Work across multiple asset classes and understand how different products impact surveillance coverage.Key Qualifications• 3-5+ years as Functional Consultant in capital markets or financial services, with a focus on trade surveillance.• Hands-on experience with tools like Actimize, SMARTS, Trading Hub or similar surveillance platforms.• Proficiency in SQL and experience working with large datasets and trade/order data.• Solid understanding of financial products: equities, fixed income, FX, and derivatives.• Familiarity with Agile methodology and SDLC processes.Nice to Have• Experience with BI tools (Power BI, Tableau).• Knowledge of OMS/EMS platforms and electronic trading flows.About Us:Infosys Consulting is a global management consulting firm helping some of the world’s most recognizable brands transform and innovate. Our consultants are industry experts that lead complex change agendas driven by disruptive technology. With offices in 20 countries and backed by the power of the global Infosys brand, our teams help the C-suite navigate today’s digital landscape to win market share and create shareholder value for lasting competitive advantage. To see our ideas in action, or to join a new type of consulting firm, visit us at is an equal opportunity employer and all qualified applicants will receive consideration without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, spouse of protected veteran, or disabilitySeniority levelSeniority levelMid-Senior levelEmployment typeEmployment typeFull-timeJob functionJob functionConsulting, Business Development, and Information TechnologyIndustriesBusiness Consulting and Services, Banking, and IT Services and IT ConsultingReferrals increase your chances of interviewing at Infosys Consulting by 2xGet notified about new Trade Finance Specialist jobs in New York City Metropolitan Area.New York, NY $120,000.00-$135,000.00 6 days agoInvestment Banking Analyst or Associate- Equity Capital Markets, SyndicateNew York, NY $110,000.00-$225,000.00 1 week agoNew York, NY $50,000.00-$115,000.00 3 weeks agoNew York City Metropolitan Area $32.00-$35.00 1 week agoNew York City Metropolitan Area 1 week agoNew York, NY $90,000.00-$100,000.00 1 week agoNew York, NY $90,000.00-$100,000.00 2 weeks agoGlobal Markets - Global Currency & Emerging Markets Strat, New York, NYNew York City Metropolitan Area 1 week agoNew York, NY $80,000.00-$90,000.00 1 week agoNew York, NY $130,000.00-$150,000.00 3 weeks agoNew York City Metropolitan Area $70,000.00-$90,000.00 3 weeks agoInvestment Banking Analyst (ILS Focused)New York City Metropolitan Area $35.00-$40.00 6 days agoNew York, NY $125,000.00-$225,000.00 3 weeks agoNew York, NY $175,000.00-$225,000.00 1 week agoNew York, NY $110,000.00-$120,000.00 2 weeks agoTrade Support Analyst (desk facing) – Hedge Fund - $200-250k TC (+relocation)New York City Metropolitan Area $100,000.00-$130,000.00 1 day agoNew York, NY $125,000.00-$160,000.00 1 week agoAnalyst/Associate, Infrastructure InvestmentsNew York, NY $125,000.00-$180,000.00 4 days agoInvestment Banking Analyst/Associate | FIG (Specialty Finance)New York, NY $150,000.00-$200,000.00 2 weeks agoNew York, NY $150,000.00-$175,000.00 2 weeks agoAsset & Wealth Management, AM Private, Structured Investing, Analyst, New YorkParamus, NJ $85,000.00-$100,000.00 4 weeks agoNew York, NY $110,000.00-$120,000.00 1 week agoNew York, NY $90,000.00-$110,000.00 1 day agoNew York City Metropolitan Area 2 days agoInvestment Trade Operations Analyst - 27259New York City Metropolitan Area $25.00-$30.00 6 days agoNew York City Metropolitan Area 3 weeks agoWe’re unlocking community knowledge in a new way. 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Created: 2025-09-17