Head of Risk and Compliance

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from AAA GlobalAnalyst- Quant Fund Management at AAA GlobalRisk & Compliance Officer | North America (US, Mexico)Location: North America (US time zone required; Mexico candidates can also apply)Industry: Systematic Commodities Hedge FundExperience: 5+ yearsEmployment Terms: Full-time, HybridThis is a unique opportunity to join a fast-growing, dynamic commodities hedge fund as a Risk & Compliance Officer. You/'ll have a broad, hands-on role focusing primarily on risk oversight, with compliance responsibilities tailored to support a lean but expanding team. This position offers a clear path to senior risk leadership roles, including Chief Risk or Compliance Officer, as the fund scales its assets and strategy complexity.RolePartner with the CIO and Investment Committee to design, deploy, and monitor a comprehensive risk framework covering portfolio exposures, liquidity, leverage, concentration limits, stress testing, and adherence to risk limits.Provide independent risk oversight and reporting to stakeholders.Support fund administration with reconciliations, investigations, and monitoring initiatives.Continuously enhance risk controls to match fund growth and plianceImplement and maintain compliance policies in line with US regulators and global frameworks.Oversee all registration, reporting, and regulatory filings.Manage pre- and post-trade compliance using institutional platforms.Coordinate with fund administrators, prime brokers, and legal counsel.Lead e-communication compliance and nurture firm-wide compliance culture through education and monitoring.Requirements5+ years in hedge fund, asset management, or regulatory risk/compliance roles.Familiarity with US regulatory filings (CPO/CTA registration, Form PF, NFA, AML/KYC).Strong understanding of institutional trading and compliance platforms.Practical knowledge of risk management methodologies including VaR, stress testing, liquidity, and fortable in a fast-paced entrepreneurial environment applying institutional standards.Strong communication skills, adept at dealing with regulators and internal teams.Nice-to-HavesExperience with commodities or derivatives trading environments.Exposure to Cayman fund structures and offshore compliance.Regulatory audit and inspection experienceNice-to-Haves (continued)Apply above or connect directly:Discreet conversations are always welcome (if concerned, contact us directly).Seniority levelMid-Senior levelEmployment typeFull-timeJob functionFinance and OtherIndustriesCapital Markets and Financial ServicesReferrals increase your chances of interviewing at AAA Global by 2xNew York City Metropolitan Area 2 weeks agoNew York, NY $160,000 - $185,000 1 month agoNew York, NY $188,000 - $323,950 4 months agoNew York City Metropolitan Area $150,000 - $280,000 1 week agoNew York City Metropolitan Area $250,000 - $350,000 1 week agoHead of Private Credit and Alternative InvestmentsSpecial Assets, Credit Restructuring and Workout – Independent Risk SVP (Hybrid)New York, NY $176,720 - $265,080 2 weeks agoNew York, NY $175,000 - $250,000 1 week agoNew York, NY $120,000 - $150,000 2 weeks agoNew York, NY $188,000 - $323,950 1 month agoDirector, Corporate & Investment Banking OversightNew York, NY $160,000 - $190,000 16 minutes agoGlobal Head of Investment Research and Risk Technology, MDStamford, CT $170,000 - $282,500 6 days agoGlobal Head of Private Credit InvestmentsNew York, NY $200,000 - $250,000 2 weeks agoAssociate Director, Government Pricing and ReportingWhippany, NJ $161,000 - $215,000 1 month agoWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr

Created: 2025-09-17