Assistant General Counsel

Overview This role is for an Assistant General Counsel supporting a trusted Mutual Fund and Financial Services company. Location: Wheaton, IL (Onsite). Base pay range: $150,000.00/yr - $240,000.00/yr Compensation: $150K-240K+Bonus DOE Job Title Job Title: Assistant General Counsel What’s In It For You $150K-240K+ Bonus 401K Responsibilities Ensure compliance with applicable securities laws and regulations governing mutual funds, such as the Investment Company Act of 1940. Help manage a core group of mutual funds and assist in the creation and registration of mutual funds. Review registration statements and annual shareholder reports. Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirements. Identify and manage risks associated with mutual fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirements. Conduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives. Perform tasks assigned by Senior Corporate Counsel. Must Have Skills 5+ years of Corporate Experience in either Securities or Financial Services Nice to Have Skills Compliance Experience is a major plus Experience with Investment Advisors Act, Investment Company Act of 1940, SEC, FINRA Private Equity Experience is a plus Job Details Location: Wheaton, IL (Onsite) Qualifications: 5+ years corporate experience in securities or financial services Industries: Financial Services, Investment Management, Legal Services We are a trusted Mutual Fund and Financial Services company seeking an exceptional Assistant General Counsel to join our elite legal team. If you have 5+ years of corporate experience and a passion for Securities Law, this may be a perfect fit for you. #J-18808-Ljbffr

Created: 2025-09-24