Vice President, Compliance Officer (Newport Beach)

Vice President, Compliance Officer About the Company Internationally acclaimed fixed-income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees Categories Banking B2B Consulting & Professional Services Enterprise Investment Management Asset Management Asset Management Companies Asset Management Firms Asset and Fund Management Brokerage Economics FOREX Finance Hedge Funds Investment Banking Investment Management Companies Investment Management Company Investment Management Firm Investment Management Firms Investment Management Services OPEC Other Investment Firms Financial Services Crowdfunding Venture Capital Business Classifications B2B Enterprise About the Role The Company is seeking a Vice President to join its Anti-Financial Crime Compliance team as a Global Sanctions Compliance Officer. The successful candidate will be responsible for overseeing and implementing the global sanctions compliance program, ensuring adherence to all relevant regulations. This pivotal role involves close collaboration with the Global Anti-Financial Crimes Compliance Officer, engaging in industry advocacy on sanctions topics, and managing or assisting with ad hoc projects. The Vice President will also be expected to build and maintain strong internal relationships, interact with colleagues at all levels, and support the implementation of new AML rules, particularly in relation to sanctions compliance. Applicants for the Vice President position should have a minimum of 5 years' of experience in economic sanctions at a large and diverse financial institution, federal regulator, or global law firm. The role requires a candidate with a strong sense of integrity, excellent communication skills, and the ability to execute global projects in a focused and tactical manner. A legal degree is preferred, and the candidate should be adept at navigating a dynamic environment and engaging effectively with colleagues. Responsibilities also include overseeing service providers, responding to escalations, and fostering strong internal partnerships. The ideal candidate will have a proven track record of thriving in a challenging, fast-paced, and professional environment, and will be expected to align with the company's values and ethical principles. Hiring Manager Title Global Anti-Financial Crimes Compliance Officer Travel Percent Less than 10% Functions Finance

Created: 2025-09-28