Chief Compliance Officer

Amplify ETFs is a dynamic and growing investment adviser specializing in exchange-traded funds. We are looking for a Chief Compliance Officer to lead the firm’s compliance program and ensure full adherence to applicable laws and regulations, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940. The CCO will play a critical role in maintaining a strong culture of compliance, overseeing regulatory filings, managing risk, and serving as the primary liaison with regulators.Duties & ResponsibilitiesDevelop, implement, and oversee the firm’s compliance program in accordance with Rule 206(4)-7 of the Investment Advisers Act and Rule 38a-1 of the Investment Company Act.Maintain and update the firm’s compliance policies and procedures tailored to ETF management and investment advisory activities.Oversee and manage the firm’s Code of Ethics, personal trading policies, and insider trading policies.Perform risk assessments and identify compliance gaps or weaknesses.Serve as the primary contact during regulatory exams, inquiries, and audits.Partner with legal counsel, fund administrators, custodians, and other service providers to ensure operational compliance.Supervise and manage compliance staff.RequirementsBachelor’s degree required; JD, MBA, or other relevant advanced degree preferred.Minimum of 10–15 years of relevant compliance experience in the asset management industry, preferably with a focus on ETFs.Strong knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, and other applicable SEC and NFA regulations.Experience interacting with the SEC and managing regulatory exams.Familiarity with ETF structures, operations, and disclosure requirements.Excellent communication, analytical, and organizational skills.High degree of integrity, judgment, and professionalism.Carefully consider the Fund’s investment objectives, risks, charges, and expenses before investing. This and other information can be found in the Fund’s statutory and summary prospectuses, which may be obtained at . Read the prospectus carefully before vesting involves risk, including the possible loss of principal. Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the Fund. Brokerage commissions will reduce returns.Amplify ETFs are distributed by Foreside Fund Services, LLC.SubscribeReceive the latest news and insights from Amplify. #J-18808-Ljbffr

Created: 2025-10-06