Head of Investor Relations

Get AI-powered advice on this job and more exclusive features.Unity Growth Fund is a stage-agnostic venture capital firm focused on transformative technology investments. Our portfolio of 25+ companies includes SpaceX, Databricks, Stripe, Anthropic, Figure AI, Anduril, Shield AI, and Harvey, among others. We are actively deploying capital across Artificial Intelligence, MLOps, Robotics, and Deep Tech.Role Overview We are seeking an experienced Chief Compliance Officer who has previously worked at the Securities and Exchange Commission (SEC) to lead our compliance function and support our finance operations. This senior role will be responsible for ensuring adherence to all applicable securities laws, regulatory requirements, and internal policies while maintaining the financial integrity of our fund operations as we continue to scale our investment pliance & Regulatory OversightServe as the firm's primary compliance officer, responsible for developing, implementing, and maintaining comprehensive compliance policies and proceduresEnsure compliance with federal and state securities laws, including Investment Advisers Act of 1940, Securities Act of 1933, and applicable exemptionsOversee preparation and filing of all regulatory documents, including Form D filings and state blue sky noticesManage investor qualification processes, including verification of accredited investor and qualified purchaser statusMonitor regulatory developments and assess impact on fund operations; implement necessary policy updatesPrepare for and manage regulatory examinations and inquiries from the Securities and Exchange Commission and state regulatorsMaintain and update the firm's compliance manual and code of ethicsConduct periodic compliance testing and risk assessments across fund operationsFund Accounting & Financial ReportingPrepare financial statements for multiple investment vehicles with precision and accuracyCalculate and maintain net asset values (NAV) and investor capital account balancesManage investor capital calls, distributions, and waterfall calculationsCoordinate with third-party fund administrators and auditors to ensure seamless reporting processesInvestor Operations & DocumentationMaintain detailed capital account records and prepare investor statementsOversee investor onboarding processes, including review of subscription documents and investor qualification materialsSupport tax preparation processes, including coordination of Schedule K-1 distributionRespond to investor inquiries regarding capital accounts, distributions, and financial reportingEnsure proper documentation and recordkeeping for all investor transactionsControls & Risk ManagementImplement and maintain internal controls over financial reporting and compliance processesMaintain organized records in accordance with document retention policies and regulatory requirementsSupport annual audits and coordinate with external counsel on legal and compliance mattersDevelop and deliver compliance training programs for staff and stakeholdersOversee anti-money laundering (AML) and know-your-customer (KYC) proceduresPortfolio Management SupportTrack and record investment transactions, including capital deployments and realizationsMonitor and reconcile bank accounts, investment positions, and cash flowsCoordinate with portfolio companies regarding valuation support and information requestsAssist with preparation of materials for quarterly valuation committee meetingsRequired QualificationsBachelor's degree in Accounting, Finance, Law, or related fieldMinimum 3 years of professional experience at the Securities and Exchange Commission in examination, enforcement, or advisory capacity5-7+ total years of compliance and/or fund accounting experience with private equity, venture capital, or alternative investment fundsDeep expertise in securities laws and regulations applicable to private funds and investment advisersStrong understanding of partnership accounting, including capital account mechanics and carried interest calculationsExperience with private placement exemptions and private fund structuresProven track record of managing regulatory examinations and implementing compliance programsProficiency with fund accounting software and Microsoft Excel (advanced functions)Exceptional attention to detail and ability to manage multiple priorities with tight deadlinesStrong analytical, problem-solving, and critical thinking skillsExcellent written and verbal communication abilities, with experience presenting to senior managementPreferred QualificationsJ.D., CPA, or Series 65 licenseExperience working with fund administrators (e.g., SEI, SS&C, Citco, JPM)Prior experience with emerging manager or growth-stage venture capital fundsExperience with multi-vehicle fund complexes and special purpose vehiclesKnowledge of ASC 820 (fair value measurements) and ASC 946 (investment company accounting)Familiarity with FINRA, state securities regulations, and international regulatory frameworksExperience implementing compliance technology solutionsSeniority levelExecutiveEmployment typeFull-timeJob functionFinance and SalesIndustriesVenture Capital and Private Equity Principals#J-18808-Ljbffr

Created: 2026-02-19