Compliance Analyst | Capital Markets

The Compliance Analyst will support the firm's compliance program with a focus on capital markets and trading activities. This role is ideal for a detail-oriented professional with foundational compliance or regulatory experience who is looking to grow within a fast-paced hedge fund environment. The analyst will work closely with senior compliance staff, trading, and operations teams to help ensure adherence to regulatory requirements and internal policies. QUALIFICATIONS Bachelor's degree in Finance, Accounting, Economics, Business, or a related field 1-3 years of experience in compliance, risk, operations, or a related function within a hedge fund, asset manager, broker-dealer, or financial services firm Basic understanding of capital markets products and trading activities Familiarity with U.S. securities regulations and compliance frameworks (SEC, Investment Advisers Act of 1940) Proficiency with Microsoft Excel and document management systems Exposure to trade surveillance, compliance monitoring, or regulatory reporting tools This role will sit ONSITE in Miami, FL

Created: 2026-03-04