Head of Futures Compliance

Job Description Growing broker dealer client is seeking a Senior Futures Compliance leader to oversee its U.S. FCM, IB, and GIB activities. This role manages a small advisory team professionals. Responsibilities: Lead U.S. FCM compliance oversight and supervise advisory staff. Ensure compliance with National Futures Association (NFA), Commodity Futures Trading Commission (CFTC), and applicable exchange rules. Manage regulatory inquiries, examinations, BCACs, policies, and management documentation. Maintain compliance calendar obligations and oversee risk escalation. Act as primary liaison to Desk Heads and business lines. Qualifications: 10+ years of financial services compliance or legal experience. Strong FCM, IB, and GIB expertise. Prior leadership experience required. Bachelor's degree in a related field. Meet Your RecruiterNick LaPetina

Created: 2026-03-04