Senior Manager of Operations Control

A company is looking for a Senior Manager of Operations Control. Key Responsibilities Design, implement, and maintain the Ops Control framework across back-office operations Oversee operational reviews and ensure compliance with regulatory requirements Conduct thematic reviews to identify control weaknesses and partner with leadership for improvements Qualifications 7+ years of experience in clearing broker-dealer back-office operations or related control functions Prior leadership experience in Ops Control or Clearing Operations Hands-on knowledge of relevant regulatory rules and practices Experience supporting FINRA and SEC examinations Ability to operate independently in a fast-paced environment

Created: 2026-03-05