CFTC Licensed Compliance Director

A company is looking for a Senior Director of Compliance. Key Responsibilities Oversee and manage the compliance and risk program for the prediction market offering, ensuring alignment with regulatory requirements Act as the primary liaison with regulatory bodies, supporting audits and inquiries while managing day-to-day compliance activities Develop and implement compliance policies and procedures, and lead compliance operations, including hiring and mentoring staff Required Qualifications 10-12+ years of experience in compliance, risk, or regulatory roles, preferably with CFTC or NFA experience Hands-on experience in designing or scaling regulated market infrastructure or financial products Strong knowledge of the Commodity Exchange Act, CFTC Core Principles, and NFA Rules Experience with regulatory exams, audits, and AML/KYC program implementation Bachelor's degree required; JD or advanced regulatory/compliance certifications are a plus

Created: 2026-03-05