Temporary Program Manager (Wealth Management ...

Temporary Program Manager (Wealth Management Transformation) Location: Los Angeles, CA (Hybrid / Onsite as needed) Type: Contract / Temporary Level: Manager Overview We're seeking a Temporary Program Manager with strong Wealth Management and advisory transformation experience to support a large-scale initiative within a regulated financial services environment. This role will lead defined programs or major workstreams related to Broker-Dealer to RIA transitions, advisor onboarding, and platform change, serving as both a program lead and subject matter expert. Key Responsibilities Lead Wealth Management transformation programs or workstreams, including BD-to-RIA or hybrid model transitions Serve as a subject matter expert (SME) across advisory operating models, onboarding, and platform change Partner across Legal, Compliance, Operations, Technology, and Advisor teams to drive execution Support custody, clearing, and asset transfer activities, including advisor and client onboarding Manage timelines, risks, issues, dependencies, and program reporting Track and mitigate regulatory, operational, and execution risks tied to advisory transitions Ensure delivery aligns with regulatory requirements, controls, and operating standards Prepare status updates and materials for senior stakeholders Required Qualifications 7-10 years of program or project management experience in Banking or Financial Services Strong Wealth Management domain expertise, including advisory platforms or operating models Experience supporting Broker-Dealer to RIA transitions or similar advisory initiatives Familiarity with RIA custodians (e.g., Pershing) Working knowledge of Broker-Dealer vs. RIA regulatory and operating frameworks Experience delivering initiatives in regulated environments Strong stakeholder management and communication skills

Created: 2026-03-10