Testing and Monitoring Analyst II (Invest)

General information Ref # 20896 Remote? No Ally and Your Career Ally Financial only succeeds when its people do - and thatu2019s more than some clichu00e9 people put on job postings. We live this stuff We see our people as, well, people - with interests, families, friends, dreams, and causes that are all important to them. Our focus is on the health and safety of our teammates as well as work-life balance and diversity and inclusion. From generous benefits to a variety of employee resource groups, we strive to build paths that encourage employees to stretch themselves professionally. We want to help you grow, develop, and learn new things. Youu2019re constantly evolving, so shouldnu2019t your opportunities be, too? The Opportunity The Testing and Monitoring Analyst II for Invest operates independently and is responsible for conducting in depth reviews of key processes and controls from within the Invest line of business . Responsibilities include identifying operational weaknesses, risk within a specific area, training needs and control deficiencies. The Analyst II is responsible for documenting and reporting results of the reviews in a timely manner as well as providing feedback and identifying process improvements. The scope of this position will require collaboration and consultation with Managers and other Invest Business Line Leaders regarding current control issues and activities. Additional responsibilities may include the management of Issue Validations and other projects. The ideal candidate executes efficient and effective tests relative to risk, ensuring accordance with Testing and Monitoring methodology and other applicable standards.This is an required in-office role with hybrid schedule of 3 days in the office, 2 days are work from home.Ally work locations are Charlotte, NC (preferred), Lewisville, TX, or Fort Washington, PAAt this time, Ally will not sponsor a new applicant for employment authorization for this position The Work Itself Conduct ongoing testing and monitoring of Invest processes to drive oversite of operational weaknesses, risks, and control deficiencies with little management oversite. Initiate and facilitate walk through meetings with Invest teams to capture necessary process information for control testing. Manage and maintain the tracking of action items from testing and ensure items are remediated timely and procedure updates are made where necessary. Participates in meetings to report progress of testing, Action Items and Issue Validations. Maintains accurate and complete working papers that clearly document all findings and possible risk. Complete one-off/Ad hoc reviews for Invest as needed. Maintain and reinforce the core principles of the Enterprise Testing and Monitoring Policy and all related Policies. Support Issue Management process by validating Issues for completeness. Assist management with duties as necessary. The Skills You Bring 1+ years of experience in Brokerage Operations or Banking Risk Management (e.g., testing and monitoring, financial controls/SOX, or audit) required FINRA Series 7 & 63 preferred Strong understanding of Invest FINRA rules and regulations and Invest operations processes highly preferred High level of problem-solving capability and research-oriented skills. Well-organized and thorough work ethic Understanding of Financial Services industry, with an emphasis on Risk Management; as well as related laws, rules, and regulations. Strong Communication skills both written and verbal. Strong skills in MS Excel and PowerPoint#LI-Hybrid How We'll Have Your Back Ally's compensation program offers market-competitive base pay and pay-for-performance incentives (bonuses) based on achieving personal and company goals. But Allyu2019s total compensation - or total rewards - extends beyond your paycheck and is designed to support and enrich your personal and professional life, including: Time Away: competitive holiday and flexible paid-time-off, including time off for volunteering and voting. Planning for the Future: plan for the near and long term with an industry-leading 401K retirement savings plan with matching and company contributions, student loan and 529 educational assistance programs, tuition reimbursement, and other financial well-being programs. Supporting your Health & Well-being: flexible health and insurance options including dental and vision, pre-tax Health Savings Account with employer contributions and a total well-being program that helps you and your family stay on track physically, socially, emotionally, and financially. Building a Family: adoption, surrogacy, and fertility support as well as parental and caregiver leave, back-up child and adult/elder day care program and childcare discounts. Work-Life Integration: other benefits including LifeMattersu00ae Employee Assistance Program, subsidized and discounted Weight Watchersu00ae program and other employee discount programs.Who We Are:Ally Financial is a customer-centric, leading digital financial services company with passionate customer service and innovative financial solutions. We are relentlessly focused on

Created: 2025-11-01