Assistant Director Investment

JOB REQUIREMENTS: Summary In collaboration with and under the directionof divisional leadership and the Chief Compliance Officer (CCO) ofNorthwestern Mutual's registered institutional investment adviser andmutual fund entities - Northwestern Mutual Investment ManagementCompany, Mason Street Advisors, and Northwestern Mutual Series Fund -this role is responsible for providing advanced support, buildingrelationships and consulting across the enterprise on a wide variety oftopics to advance the company's compliance culture while ensuringbusiness objectives are achieved. Primary Duties & ResponsibilitiesSupport the administration and oversight of compliance programs underSEC rule 206(4)-7 under the Investment Advisers Act of 1940 and rule38a-1 under the Investment Company Act of 1940.Support theadministration and oversight of compliance programs under SEC rule206(4)-7 under the Investment Advisers Act of 1940 and rule 38a-1 underthe Investment Company Act of 1940. Assist the registered institutionalinvestment adviser and mutual fund entities with their offerings, suchas mutual funds, collateralized loan obligations, and privatefunds.Assist the registered institutional investment adviser and mutualfund entities with their offerings, such as mutual funds, collateralizedloan obligations, and private funds. Execute the divisional strategy forengagement across the enterprise with the objective of advancing thecompany's culture of compliance while achieving businesstargets.Execute the divisional strategy for engagement across theenterprise with the objective of advancing the company's culture ofcompliance while achieving business targets. Understand applicable rulesand regulations to independently identify, assess and consult to themitigation of risk with enterprise business partners across a wide rangeof compliance topics.Understand applicable rules and regulations toindependently identify, assess and consult to the mitigation of riskwith enterprise business partners across a wide range of compliancetopics. Resolve complex or unusual compliance risk issues in partnershipwith business partners and communicates across enterprise stakeholdersto ensure alignment.Resolve complex or unusual compliance risk issues inpartnership with business partners and communicates across enterprisestakeholders to ensure alignment. Identify and assess complianceimplications to business areas from new and/or updated rules andregulations.Identify and assess compliance implications to businessareas from new and/or updated rules and regulations. Serve as a subjectmatter expert on areas of specialized technical expertise, asassigned.Serve as a subject matter expert on areas of specializedtechnical expertise, as assigned. May have ownership of elements of thecompliance programs and ensure work associated with such assignments isexecuted (e.g., policy... For full info follow application link. EEO/AAEmployer/Vets/Disability APPLICATION INSTRUCTIONS: ApplyOnline: ipc.us/t/85DEA33DBCB64CB8 Qualified females, minorities, andspecial disabled veterans and other veterans are encouraged to apply.

Created: 2025-12-22