Vice President, Fiduciary Oversight Management

Reference #: 72986At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.We're seeking a future team member for the role of Vice President, Fiduciary Oversight Management to join our team. This role location can be located in Pittsburgh PA, Philadelphia PA, Greenville DE, Lake Mary FL, or New York this role, you'll make an impact in the following ways:Manage first line of defense regulatory oversight activities focused on fiduciary account administration.Provide approvals and oversight for fiduciary account administrative reviews and resolve escalated compliance issues as needed.Maintain thorough knowledge of financial services rules, fiduciary regulations (including Regulation 9), portfolio management, and fiduciary account administration.Stay abreast of existing and proposed legislation, regulatory announcements, and industry practices to identify compliance requirements and risks.Collaborate with business units to develop, implement, and validate procedures and controls that ensure compliance with fiduciary laws, rules, and regulations.Assist regional managers in responding to regulatory or audit reports related to fiduciary oversight.Manage multiple complex projects, owning timelines and leadership expectations to meet business and regulatory objectives.Foster strong relationships across client service teams to support fiduciary compliance and risk management.To be successful in this role, we're seeking the following:Bachelor's degree in Finance, Business Administration, or a related field.Advanced degree or certifications in compliance or regulatory affairs desirable (e.g. JD, CTFA)Typically 7-10years of experience in Wealth Management or related industry.Strong knowledge of OCC Regulation 9Strong analytical skills with the ability to interpret complex regulatory requirements.Excellent communication and collaboration skills to work effectively with diverse teams.Proven track record in regulatory compliance and risk management strategies.At BNY, our culture speaks for itself, check out the latest BNY news at:BNY NewsroomBNY LinkedInHere's a few of our recent awards:America's Most Innovative Companies, Fortune, 2025World's Most Admired Companies, Fortune 2025

Created: 2025-12-24