ONSITE Fort Worth TX - Entry Level Compliance Analyst $...

Description Duties & Responsibilities What will the employee do in this role? u2022 Tracking Compliance projects, develop and maintain a regulatory Compliance Calendar, and assisting the department in prioritizing and handling such projects. u2022 Assisting the department with responding to regulatory inquiries by gathering information, materials, documents, and reports throughout the company. u2022 Address emails and phone calls coming into the Compliance and Legal Inbox and Compliance phone rotation line. u2022 Maintaining corporate files of FINRA, SEC, and state regulatory examinations, handling regulatory correspondence, and researching securities laws and regulations. u2022 Generate reports and prepare departmental monthly metrics reporting. u2022 Gather and input relevant metrics data into Excel spreadsheets and publish and distribute key reports to management and compliance team members. u2022 Cross-train in all compliance support functions and perform special assignments as requested by management. u2022 Assist the AML team to resolve low risk Protegent alerts u2022 Responsible for gathering all necessary documentation and reports for targeted inspections and Compliance investigations u2022 Onboarding of new employees to include equipment and systems access requests. u2022 Responsible for updating the compliance OneNet page and First Reference compliance section. u2022 Problem-solve, research, analyze and respond to routine compliance-related requests and inquiries from advisors, support staff and internal business units. u2022 Prepare and publish various monthly, quarterly, and annual compliance reports for review by senior management. u2022 Generate and pull pre-inspection reports to be used by the Compliance Examiners to analyze and prepare for branch exams. u2022 Input cases and documentation int respective firm approved compliance tools such as My Compliance Office, and Audit Trax. u2022 Act as the front line of communication to the field and business partners by monitoring and responding, within 24 hours, requests submitted to the Legal and Compliance Inbox. u2022 Serve as backup compliance personnel in the creation of the financial advisor ADV2B brochure. Administrative Responsibility u2022 Distribute daily mail and arrange for FedEx Mail-outs and place departmental supply orders. u2022 Make travel arrangements, complete registration for conferences and prepare expense reports for leaders in the Legal and Compliance department as needed. u2022 Coordinate Compliance team outings, lunches, and birthday card distribution Skills Compliance, FINRA, FINRA Series, compliance monitoring, compliance documentation Top Skills Details Compliance,FINRA Additional Skills & Qualifications Administrative skills Data entry Experience Level Intermediate Level Job Type & Location This is a Contract position based out of Fort Worth, TX. Pay and Benefits The pay range for this position is $18.00 - $20.00/hr. Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following: u2022 Medical, dental & vision u2022 Critical Illness, Accident, and Hospital u2022 401(k) Retirement Plan u2013 Pre-tax and Roth post-tax contributions available u2022 Life Insurance (Voluntary Life & AD&D for the employee and dependents) u2022 Short and long-term disability u2022 Health Spending Account (HSA) u2022 Transportation benefits u2022 Employee Assistance Program u2022 Time Off/Leave (PTO, Vacation or Sick Leave) Workplace Type This is a fully onsite position in Fort Worth,TX. Application Deadline This position is anticipated to close on Mar 16, 2026. h4>About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law. About TEKsystems and TEKsystems Global Services Weu2019re a leading provider of business and technology services. We accelerate business transformation for our customers. Our expertise in strategy, design, execution and operations unlocks business value through a range of solutions. Weu2019re a team of 80,000 strong, working with over 6,000 customers, including 80% of the Fortune 500 across North America, Europe and Asia, who partner with us for our scale, full-stack capabilities and speed. Weu2019re strategic thinkers, hands-on collaborators, helping customers capitalize on change and master the momentum of technology. Weu2019re building tomorrow by delivering business outcomes and making positive impacts in our global communities. TEKsystems and TEKsystems Global Services are Allegis Group companies. Learn more at . The company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

Created: 2026-03-04