Enterprise Compliance and Operational Risk Manager - ...

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice. Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regionsu2019 Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. Job Description: At Regions, the Enterprise Compliance and Operational Risk Manager leads a team of risk management professionals within the organizationu2019s second line of defense. This position is responsible for ensuring risk activities and programs are effectively implemented across business units. Additionally, this position interacts with senior leadership, providing strategic guidance and ensuring high quality results, reporting, and adherence to the organizationu2019s risk appetite. Primary Responsibilities + Leads a team of risk management professionals, ensuring effective execution of risk activities and programs + Oversees monitoring and testing programs to ensure adherence to laws, regulations, and internal policies + Advises senior leadership on risk issues related to products, services, and related processes + Develops and implements policies, procedures, and governance materials to support regulatory risk management objectives + Maintains advanced understanding of applicable laws, regulations, internal policies, and emerging risks (e.g., cyber security, artificial intelligence (AI), etc.) + Collaborates cross functionally to ensure alignment between risk management practices and strategic objectives + Oversees remediation of risk events, performs root cause analysis, and recommends changes to processes + Directs the design and implementation of major risk programs and tools + Ensures timely and accurate responses to regulatory and audit requests and serves as liaison + Drives the development and implementation of reports, dashboards, and metrics using internal systems (e.g. PowerBI) + Consistently promotes continuous improvement and enhanced efficiency within organization This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This position is incentive eligible. Requirements + Bacheloru2019s degree in related field and eight (8) years of experience in risk, audit, or related oversight function(s), including four (4) years in a supervisory/managerial role + Or High School Diploma or GED and twelve (12) years of experience in risk, audit, or related oversight function(s), including six (6) years in a supervisory/managerial role Preferences + Applicable certifications (e.g., Certified Fraud Examiner (CFE), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM)) + Masteru2019s degree in related field Skills and Competencies + Ability to learn additional systems as needed + Ability to make balanced, risk-based decisions based on facts + Ability to prioritize projects and allocate time efficiently and effectively + Ability to research, analyze data, and derive facts + Ability to solve problems and implement effective solutions + Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.) + Strong verbal, written communication, and organizational skills + Strong work ethic and self-motivation The Third Party Risk Management u2013 Ongoing Monitoring Manager is responsible for leading and executing the continuous Risk oversight of Regions thirdu2011party relationships to ensure risks are properly identified, assessed, mitigated, and monitored throughout the execution phase of each engagement. This role plays a critical part in maintaining Regionsu2019 risk posture by ensuring third parties consistently meet regulatory, operational, and performance expectations, as well as ensuring that resiliency plans and exit strategies are maintained. Key Responsibilities + Oversee the execution of ongoing monitoring activities for all inu2011scope thirdu2011party relationships, including periodic risk reviews, performance assessments, and control monitoring. + Partner with Service Level Owners (SLOs) to ensure they understand thirdu2011party risk requirements and maintain accurate, timely documentation within the TPRM system of record. + Identify and report on emerging risks or performance concerns and escalate issues to appropriate stakeholders, including Risk, Compliance, Information Security, and Legal partners. + Ensure adherence to the Third Party Risk Management established requirements across all monitoring activities. + Maintain highu2011quality reporting and metrics to support governance committees, audits, and regulatory reviews. + Provide guidance, training, and subjectu2011matter expertise to business units and stakeholders involved in thirdu2011party oversight. Position Type Full time Compensation Details Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job. The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position. Job Range Target: _Minimum:_ $138,604.00 USD _Median:_ $187,860.00 USD Incentive Pay Plans: This role is eligible to participate in the annual discretionary incentive plan. Employees are eligible to receive a discretionary award based on individual, business, and/or company performance.Opportunity to participate in the Long Term Incentive Plan. Benefits Information Regions offers a benefits package that is flexible, comprehensive and recognizes that

Created: 2026-03-19