Associated Investment Services

JOB REQUIREMENTS: At Associated Bank we strive to create an inclusiveculture where different perspectives are valued and recognized asstrengths critical to our success. If you thrive in an environment whereyour growth and development are encouraged and supported, thenAssociated Bank may be the right place for you. Associated Bank requiresyou to directly represent yourself and your own experiences during therecruiting and hiring process. Associated Bank conducts a thoroughbackground check on all new hires. Role Summary The AssociatedInvestment Services (AIS) Operations Supervisor leads and develops theAIS Operations Processing team to ensure accurate, timely, and compliantprocessing for internal and external clients. This role troubleshootsescalated issues, enhances operational efficiency, and strengthensquality across workflows. It's an excellent opportunity for a licensedoperations professional to deepen leadership experience and help shapeprocess improvements across the organization. This is a hybridposition - with some in office days and some remote/ at home. KeyAccountabilities Manage daily workflow for the AIS Operations Processingteam to ensure accuracy, timeliness, and regulatory compliance. Coachand develop team members through training, productivity monitoring,performance feedback, and cross-training for full coverage. Conductsuitability reviews, run exception reports, and support trade review andrelease rule management for the broker/dealer. Resolve escalatedcustomer and sales team issues by researching and determining accurate,risk-appropriate solutions. Analyze processes to identify efficiencyopportunities, update procedures, and deliver training on new or revisedworkflows. Lead operational tasks and deliverables for assignedprojects, ensuring successful execution against objectives anddeadlines. Monitor brokerage systems, reconcile daily vendor data feeds,and communicate system updates or impacts to colleagues. Develop andmanage curriculum for Operations and Compliance training, deliveringeducation to new and existing AIS colleagues. Education & ExperienceRequired Associate degree in Business, Management, Finance, orequivalent experience 2+ years brokerage/securities operationsexperience with supervisory responsibilities Series 7, Series 63 (or66), and Series 24 licenses Series 99 license (if required based onrole... For full info follow application link. The employment policy ofAssociated Banc-Corp, and its subsidiaries and affiliates(

Created: 2026-03-23