Senior Manager, FIU, GBM AML

Senior Manager, FIU, GBM AML Requisition ID: 257715 Salary Range: - _Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidateu2019s relevant knowledge, skills, and experience._ Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabanku2019s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future Purpose This Senior Manager will lead and oversee the U.S. AML Risk Department ensuring business strategies, plans and initiatives are executed and delivered in compliance with governing regulations, internal policies and procedures. You will also assist the FIU Director with the development, implementation and maintenance of appropriate AML Transaction Monitoring and Financial Investigations to detect and report on suspicious activities in accordance with the Banku2019s requirements under US Federal and state regulations, including the Bank Secrecy Act (u201cBSAu201d), Anti Money Laundering (u201cAMLu201d) regulations, and the USA PATRIOT Act. What You'll Do u2022 Lead and drive a customer-focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge. u2022 Assist the FIU Director in managing the day-to-day activities of the FIU. The FIU is responsible for AML Transaction Monitoring and all investigations of unusual activity resulting from an alert generation, exceptions generated by the transaction monitoring system(s), and referrals received from various operational or business areas. u2022 Manage assigned direct-report FIU personnel and oversee the daily monitoring of their assigned workflows and productivity. Responsible for assigning alerts and cases to direct reports, as appropriate, and for ensuring that all monitoring, investigations and reporting is completed in a timely manner and in accordance with both internal and statutory guidelines. u2022 Manage, develop, train, and provide guidance to assigned FIU personnel when needed. u2022 Attend Suspicious Activity Report (SAR) Working Group Meetings and provide feedback and input on cases presented, specifically, whether predication exists for the filing of a SAR. u2022 Assist in periodic system validations and system maintenance and help ensure issues are identified and reported to U.S. AML Risk Analytics on a timely basis. When applicable, identify system enhancements as needed. u2022 Regularly provide input regarding changes to rules, parameters and thresholds maintained within the transaction monitoring system to ensure its continued effectiveness. u2022 Assist in reviewing case investigations and alert dispositions. u2022 Conduct regular meetings with assigned direct report FIU personnel for the purpose of tracking productivity, monitoring work product and providing training, suggestions and feedback. u2022 Attend regular meetings with FIU irector and provide updates on the workforce, workload and productivity of assigned direct report FIU personnel. If applicable, recommend changes to and general upkeep of FIU Policies, Procedures, Check lists and guidelines to the FIU Director. u2022 As delegated, file SARs with the online BSA system under the banks filing institution number. u2022 Manage and maintain the SAR Log and ensure that all information regarding the SAR filings, the 90-day reviews and UTRs are populated and maintained within the log. u2022 Ensure 90-day reviews are referred to the appropriate FIU personnel and that assigned reviews are conducted in a timely manner; ensure case files include proper documentation to evidence investigative activity, disposition and reasons for conclusions. u2022 Understand how the Banku2019s risk appetite and risk culture should be considered in day-to-day activities and decisions. u2022 Creates an environment in which their team pursues effective and efficient operations of their respective areas in accordance with Scotiabanku2019s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk. u2022 Builds a high performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment and using a coaching mindset and behaviors; communicating vison/values/business strategy; and, managing succession and development planning for the team. What You'll Bring u2022 B.A./B.S. Required u2022 Extensive level of knowledge of BSA/AML and Transaction Monitoring practices u2022 At least 5 years of AML/ATF Transaction Monitoring experience u2022 Experience working in U.S. Operations of foreign bank u2022 Experience with payment and AML monitoring systems, including systems using and testing. u2022 Understanding of payment methods and formats (i.e. SWIFT, Fed Wire, CHIPs, ACH/IAT) and related Compliance requirements (i.e. Travel Rule, etc.) u2022 ACAMS certified (preferred) u2022 Capital Markets experience (preferred) u2022 Knowledge of Prime BSA Reporter and other AML Monitoring systems u2022 Understanding of the online BSA system and experience filing SARs with the online BSA system. Interested? If your experience is closely related but doesnu2019t align perfectly with every qualification, we do encourage you to apply - you might be the right candidate for this or other roles at Scotiabank At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. Thatu2019s why we work to grow and diversify talent and engage employees in a performance-oriented culture. What's in it for you? Scotiabank wants you to be able to bring your best self to work u2013 and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs. #Dallas Location(s): United States : Texas : Dallas Scotiabank is a leading bank in the Americas. Guided by our purpose:

Created: 2026-04-13